Broadridge Launches Agentic AI for Capital Markets, Slashing Costs 30% Day 1
Broadridge Financial Solutions has deployed agentic AI for capital markets and wealth management, reducing operational costs by up to 30% on Day 1 via managed or standalone services. It leverages a unified financial services ontology processing over $15 trillion in daily trading to automate trade fails, account maintenance and inquiries.
1. Production Deployment and Cost Savings
Broadridge Financial Solutions has activated its agentic AI platform in production across capital markets and wealth management workflows, offering clients two deployment paths—managed services or standalone—while delivering up to 30% operational cost reduction on Day 1.
2. Unified Financial Services Ontology
The AI platform relies on a completed financial services data ontology that normalizes and integrates decades of transactional intelligence, processing over $15 trillion in daily trading volume and billions of transactions to ensure data consistency across operations.
3. Automated Workflows and Future Expansion
Currently live workflows include automated trade fail resolution, account opening and maintenance, valuation exception handling, and customer inquiry processing, with additional agentic capabilities scheduled for delivery in upcoming quarters.