Change Agents issues unregistered pre-funded warrants for 99,500 shares
CHGA•Change Agents issued warrants covering 99,500 shares on October 14, 2026, in exchange for prepayment waivers. The warrants are exercisable at $0.0001 per share; failure to obtain stockholder approval within 90 days could trigger $225,000 in buyout fees unless the warrants are fully exercisable.
1. Warrant issuance
Change Agents issued unregistered pre-funded warrants covering 99,500 common shares on October 14, 2026, in exchange for prepayment waivers. Dune Equity Holdings received warrants for 62,000 shares, and FirstFire Global Opportunities Fund received warrants for 37,500 shares. The warrants are immediately exercisable at $0.0001 per share.
2. Approval requirement
Issuance exceeding Nasdaq’s 19.99% aggregate share threshold requires stockholder approval. Failure to obtain approval within 90 days could trigger $225,000 in total buyout fees, unless the warrants are fully exercisable.
