FINRA fines Webull $4.2 million for anti-money laundering and best execution violations

BULL•2026-11-05

FINRA fined Webull $4.2 million for anti-money laundering and best execution violations and ordered it to remediate anti-money laundering and identity theft deficiencies and retain a consultant.

1. FINRA action

FINRA fined Webull $4.2 million for anti-money laundering and best execution violations. It also ordered the company to remediate anti-money laundering and identity theft deficiencies and retain a consultant.

FINRA fines Webull $4.2 million for anti-money laundering and best execution violations

1. FINRA action

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