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Netcapital faces SEC civil complaint after Wells Notice, CEO says

NCPL•2026-08-12

SEC complaint follows Wells Notice

Netcapital received an SEC Wells Notice tied to an investigation involving the company and certain current or former insiders.

The SEC filed a civil complaint against certain individuals and the company; the allegations have not been adjudicated.

CEO plans a 7-10 day review with the board and counsel to assess implications and potential actions.

Management expects to update shareholders after the initial review while continuing operations and evaluating strategic options.

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Netcapital faces SEC civil complaint after Wells Notice, CEO says - NCPL News | Rallies