Netcapital receives Nasdaq notice over delayed annual 10-K filing
NCPL•Nasdaq notice over late annual report
- Netcapital received a Nasdaq delinquency notice for failing to file its annual Form 10-K for the year ended April 30, 2026.
- The lapse breaches Nasdaq Listing Rule 5250(c)(1) on timely SEC periodic filings, raising the risk of a future listing action.
- No immediate impact on trading of the common stock or warrants.
- Deadline to submit a compliance plan is Oct. 23, 2026; Nasdaq could allow time to regain compliance through Feb. 9, 2027.
